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Experience



The Team

Managed and assembled by Stephen Brock, PCMC has established an encompassing network of professionals in various fields ranging from financial management, to technology, to compliance. Clients of PCMC enjoy direct access to this suite of professionals, which includes CPAs with nearly 100 years of combined experience, attorneys specializing in securities compliance and regulatory issues, financial consultants delivering solutions to the micro-market capitalization branch of companies, boutique investment bankers and broker-dealers, and technology consultants using the Internet and powerful software to streamline operational and regulatory processes. Furthermore, each professional included in the PCMC network has direct experience working with and managing OTC BB listed companies.

Stephen Brock

Stephen Brock's entrepreneurial guidance has benefited developing companies and global corporations alike. He has vast experience navigating today's opportunities while remaining attentive to the challeneges of small companies.

Mr. Brock has also served as President of the Nevada Business Journal for four consecutive years. After attending the University of Maryland, Mr. Brock held an Executive Directorship with the Institute for Constitutional Rights for two years. His licenses include NASD Series 65, Registered Investment Advisor; NASD Series 7, licensure to broker securities nationally; and NASD Series 63, state securities license. He is also the author of a thirty page Reverse Listing Policy paper as well as over 75 white papers on issue pertaining to nano cap public and private, domestic and foreign companies. Mr. Brock is married with four children.

A partial list of our professionals includes:

Williams Law Group, P.A.
Michael T. Williams, ESQ.

Michael T. Williams, Esq.: Michael Williams has developed a boutique corporate and securities practice, focused almost exclusively on taking public companies that do not qualify for traditional IPO transactions. He formed Williams Law Group in 1995 after leaving a management and in-house counsel position with a large private healthcare firm. He is currently assisting or has assisted approximately 30 companies, including several PCMC clients, to go public through the filing of registration statements on Form SB-2, as well as filings on Form 10-SB. His firm has also been involved in numerous reverse-listing transactions. From 1975 to 1980 William was employed by the U.S. Securities and Exchange Commission, conducting investigations and securing injunctions for violations of federal securities laws. A graduate of the University of Pennsylvania Law School, Mr. Williams resides in Tampa, Florida.

Franklin, Cardwell & Jones
Lawrence E. Wilson

Mr. Wilson graduated from the University of Houston Law Center in 1977. He was a member of the Order of the Barons, the Legal Honorary Society, at the University of Houston. He has held a number of positions with the legal departments of public companies, most recently as the Vice President, Secretary and General Counsel of Stewart & Stevenson Services, Inc. His practice areas include general corporate, securities regulation, acquisitions and other transactional matters. Mr. Wilson joined FCJ as a Principal in 2001 and is based in the firm’s Houston office. Mr. Wilson focuses on 40 Act compliance issues for PCMC, as well as filings and compliance matters for its clients.


Kirkpatrick & Lockhart LLP
Rick Marshall

Kirkpatrick & Lockhart, LLP ("K&L") comprises approximately 660 lawyers, including 250 partners, practicing in offices located in Boston, Dallas, Harrisburg, Los Angeles, Miami, Newark, New York, Pittsburgh, San Francisco and Washington. K&L currently represents or recently has performed projects for over half of the Fortune 500; 21 of the 25 largest mutual fund complexes or their investment managers; and 19 of the 20 largest U.S. bank holding companies or their affiliates. Since entering private practice, Mr. Marshall has conducted compliance reviews of investment companies, investment advisors, and broker-dealers; represented individuals and regulated entities in investigations by the SEC and self-regulatory organizations; created hedge funds; and provided advice and sought no-action relief for investment companies, investment advisors, and broker-dealers. Mr. Marshall is a partner in K&L’s New York office. Before joining K&L, Mr. Marshall had been Senior Associate Regional Administrator in the New York office of the SEC. In that position, Mr. Marshall supervised a staff of seventy that conducted inspections of investment companies and advisors in the New York region and oversaw enforcement matters related to those entities. Mr. Marshall has also been a branch chief in the SEC’s Enforcement Division in Washington, D.C.


Blue Sky MLS, Inc.

Blue Sky MLS was the first company to provide the financial industry with outsourcing services for blue sky administration, and they are the largest provider of these services. Encompassing all blue sky related activities; they customize their services to meet PCMS clients’ needs. They have created the ultimate in blue sky automation. All forms, filings and information required for state and federal blue sky administration are processed through their Internet-based Multiple Licensing System, which began development over 15 years ago. Continual and subsequent enhancements to this system contain the evolving changes in regulatory issues, clients' needs and the experience of all the staff at Blue Sky MLS, Inc.


Investrend Communications, Inc.

Investrend has been the leading independent equity research publishing and distribution program since 1996, with over 70 qualified professional analysts posting more than 700 reports to date. Analysts are paid in advance for their initial reports by Investrend Research to limit or eliminate pecuniary interests, and no one associated with the program may own or trade in the equities of companies under coverage. Investrend provides institutional research coverage of PCMC and its clients.


Backstage Development
Dan Scheff

Dan Scheff owns Backstage Development, which provides website design, development, e-commerce and web hosting solutions to Public Company Management Corporation, as well its subsidiaries. His previous experience includes ten years selling financial products. Backstage Development is based in Longmeadow, Massachusetts, just outside of Springfield.